UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The following sets forth the results of voting by shareholders at the 2020 Annual Meeting held on May 11, 2020:
a) Election of two Class III Directors to serve for a three-year term and until their successors are elected:
| Director Nominee |
Votes For |
Votes Withheld | ||
| Joseph B. Donahue |
49,358,280 |
196,932 | ||
| Janice K. Henry |
49,359,607 |
195,605 |
There were broker non-votes of 1,907,207 shares on this proposal.
b) Approval of compensation paid to the Company’s Named Executive Officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and any related material disclosed in the Proxy Statement for this meeting:
| Votes For |
Votes Against |
Votes Abstained | ||
| 48,699,814 |
822,561 |
32,837 |
There were broker non-votes of 1,907,207 shares on this proposal.
c) Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020:
| Votes For |
Votes Against |
Votes Abstained | ||
| 50,726,324 |
702,006 |
34,089 |
There were no broker non-votes for this proposal.
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits
| Exhibit No. |
Description | |||
| 104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MKS Instruments, Inc. | ||||||
| May 12, 2020 |
By: |
/s/ Kathleen F. Burke | ||||
| Name: |
Kathleen F. Burke | |||||
| Title: |
Senior Vice President, General Counsel & Secretary | |||||